Chapter III: Quality Management for Faculty

A. General Policy on Quality Management for Faculty

It is the intent of the University of La Verne that all regular contracted faculty possess a doctoral degree. Program chairpersons and faculty teaching in the doctoral programs must possess a doctorate in the appropriate field. Generally, the academic training required for teaching a course at La Verne is the appropriate doctorate in the general field (usually a Ph.D. but, for some of ULV's professional programs, a D.P.A., Ed.D., or J.D.) with a subfield in the specific area of the course. Individuals who are ABD or with post-master's-degree coursework or individuals with a master's degree and exemplary professional experience may also be considered for teaching. In special cases, such as studio art or music, dance, photography, and physical education (and for Weekend Series), individuals with recognized expertise in the field may be approved to teach part time even though they have not earned a master's degree in the field.

All faculty scheduled to teach at the University of La Verne are approved by the appropriate academic department. An application with adequate documentation is submitted when approval is being considered.

In order to be considered for teaching at ULV, an individual must have academic training in the subject matter as well as research and/or experience in the field. In addition, applicants must show evidence of, or potential for, quality teaching.

B. Official Records of Faculty Approval

Policy on Official Records of Faculty Approval:

Records of faculty approval are maintained by the Department of Human Resources, individual on-campus departments, college/-school deans, off-campus program/center directors, and QM:

1. On-campus and Athens departments keep full files on all regular contracted and part-time faculty, off campus as well as on campus, who teach for the department. These files include curriculum vitae/résumés, transcripts, letters of recommendation, student evaluations, and other academic information as well as letters of appointment.

2. For regular contracted faculty, with the exception of those in Athens, the Department of Human Resources keeps much the same information, but the Human Resources' file is the official one. The Human Resources' files also contain records pertaining to hiring, promotion, tenure, salary, benefits, degree completion, completion of other education requirements, other information upon which employment decisions are based, and documents required by Federal law. Human Resources also keeps full files on full-time off-campus instructors as well as employment files on part-time off-campus nstructors.  Athens keeps these files for Athens faculty.

3. Each dean and the associate dean at Athens keeps files on the regular contracted faculty in the college/school/campus.  These contain complete information relating to promotion and tenure decisions including the "Annual Faculty Growth Report and Plan."

4. Off-campus program/center/campus directors (including the directors of EPIC and Weekend Series) keep full files on each of their part-time faculty.  In addition, the Dean of the School of Continuing Education keeps a complete file for all part-time instructors who teach at the residence centers.

5. QM maintains the official list of approved part-time faculty, including those in Athens, showing the courses for which each individual has received approval and disapproval, their highest degree and the institution that awarded it, their primary teaching site, and other statistical information needed for institutional research. QM keeps no other documents on faculty except records of collegial reviews and certain student evaluation records.

Procedures for Official Records of Faculty Approval:

1. The Department of Human Resources is responsible for obtaining an employment application, curriculum vitae/résumé, official transcripts, letters of recommendation, proof of right to work in the US, and other application materials from each new full-time employee. Human Resources is also responsible for placing information in the file from the department chair and dean relevant to the employee's qualifications and promotion/tenure decisions. As employment contracts, promotion/tenure/sabbatical information, notification of degree completion, and other items relevant to the faculty member's approval standing come to the Department, Human Resources becomes the official repository for this information too. Human Resources contains the official file of everything related to hiring, promotion, tenure, salary, benefits, and other information upon which employment decisions are based.  The Athens associate dean and director of human resources are jointly responsible for maintaining these records on all Athens faculty, understanding that the proof of right to work in Greece is substituted for the proof of right to work in the US.

2. Academic departments are responsible for obtaining teaching applications/letters of application, curriculum vitae/résumés, official transcripts, letters of recommendation, I9's, and W4's from each full-time and part-time instructor. These will usually be copies of the originals in the Human Resources files. The department copy of teaching evaluations should be kept in these files along with a list of courses the instructor has taught and other relevant nformation.  In Athens these records are included in one consolidated file for each faculty member.

3. Academic departments are responsible for providing the Department of Human Resources with copies of the curriculum vitae/résumés, official transcripts, I9's, and W4's of each part-time instructor who teaches on campus prior to allowing the instructor to teach.  In Athens relevant documents are collected by the Athens associate dean and director of human resources.

4. Each dean and the associate dean in Athens is responsible for keeping files relating to promotion and tenure for each regular contracted faculty member in his/her college/school/campus.

5. Off-campus program/center/campus directors are responsible for maintaining files for all instructors who teach for them. These files should contain a complete application packet as described in Section D below along with copies of instructor approval forms (QMS9), teaching evaluations, instructor reviews, and other relevant information. For the purposes of instructor and course approval, the directors of EPIC and Weekend Series are considered off-campus directors.

6. Each on-campus department will keep files on part-time faculty who teach courses for which the department is responsible.  Athens departments keep part-time faculty information in the associate dean’s consolidated files and provide copies of this to the on-campus relevant department.

7. The Dean of the School of Continuing Education is responsible for maintaining files for all faculty who work at the residence centers. These files contain originals of the material in the residence center directors' files.

8. QM is responsible for keeping the official list of the courses for which part-time instructors are approved.

9. All faculty, on-campus and off-campus, full-time and part-time are responsible for submitting all application materials, information on education/degree completion, and other relevant information to keep their files current. Regular contracted faculty are also responsible for submitting completed Annual Faculty Growth Reports and Plans.

C. Approval of Regular Contracted Faculty

Policy on the Approval of Regular Contracted Faculty:

Regular contracted faculty at ULV are hired to teach only after a position has been properly created, budgeted, and advertised, and only after a search committee, composed primarily of faculty from the field and related fields but also of appropriate administrators and a student, have carefully examined the qualifications of all the applicants and have made a selection. The selection and approval process must follow guidelines prepared by the Human Resources Department (or the Athens director of human resources for Athens faculty)  and the generally accepted practices in higher education as well as in the particular academic field. It must also keep within the parameters set by PEPPIT and the Faculty Personnel Committee.

Procedures for the Approval of Regular Contracted Faculty:

1. The department, working closely with the dean or associate dean in Athens, documents the need for the position, sees that it is budgeted, and asks the appropriate Human Resources Director to advertise  it.

2. After the dean, Vice President for Academic Affairs, and President  (or the associate dean and CEO in Athens for Athens faculty) approve the position, the appropriate Department of Human  Resources advertises it in the appropriate newspapers and journals as recommended by the department. Résumés and letters of application are requested of applicants.

3. The dean (or associate dean in Athens), with the assistance of the department chair, establishes a search committee, which carefully screens applications, conducts interviews, and makes recommendations on hiring. This is the first--and the principal--approval the candidate must win, the academic approval.

4. The most favored candidate then completes his/her application file by submitting official transcripts and letters of recommendation. The chair of the search committee, department chair, and/or dean (or associate dean in Athens also telephone(s) references.

5. Once the application file is complete, the department chair (who will usually be the chair of the search committee), dean (associate dean in Athens), Vice President for Academic Affairs, and President must also approve the candidate.  Prior to an offer of employment being made, the appropriate Director of Human Resources will review for possible discriminatory practices in an effort to reduce the possibility of law suit against ULV and its administrators.

6. Offers of employment are contingent upon the individual providing proof of right to work in the US (or in Greece).

7. No oral or written agreements or commitments made by any representative of ULV regarding compensation, benefits, tenure, promotion, continuation of employment, conditions of employment, and the like will be valid if they vary from established policy as delineated in PEPPIT and/or the Faculty Handbook unless such agreements or commitments are approved in writing by the Vice President for Academic Affairs and the President of the University (or by the associate dean and CEO in Athens).

8. After a regular contracted member of the faculty has been hired, it is generally the responsibility of the department chair, in consultation with the faculty member, to decide which courses the faculty member should be allowed to teach.

D. Appproval of Part-Time Faculty

Policy on Approval of Part-Time Faculty:

The policy on the approval of full-time faculty applies to the approval of part-time faculty except that ULV typically does not advertise specific part-time faculty positions (as opposed to openings in fields) and rarely establishes formal search committees to screen applicants for such positions. Part-time faculty are approved by the appropriate regular contracted faculty member from the department in which the person will teach, generally the department or program chair. As in the case of full-time applicants, part-time candidates may not be approved until they have submitted a complete packet of application materials. Part-time instructors are approved to teach on a course-by-course basis, while full-time instructors are generally approved to teach fields or sub-fields of study. No part-time instructor may be approved to teach more than five courses in any request for approval. The policy for the approval of part-time faculty is the same off campus as it is on campus, but the approval procedures differ slightly.

Part-time faculty are not issued contracts; they are issued letters of appointment which do not require written acceptance. Most part-time faculty are hired on a course-by-course, term-by-term basis, but Department Associates may be hired with year-by-year letters. Part-time letters do not commit to future or continued employment. Part-time faculty may be terminated at any time. 

Procedures for Approval of All Part-Time Faculty:

On-campus and Athens part-time faculty are usually hired by department chairs with the approval of the appropriate dean or associate dean in Athens; off-campus part-time faculty, if previously approval by the department, are hired by program/center/campus directors with the approval of the Dean of SCE.  The approval process starts with the department chair on campus and in Athens and generally with the program/center/campus director off campus.  Department  chairs have the authority to approve the part-time faculty they select to teach; off-campus part-time faculty must be approved by the appropriate on-campus program and/or department chair before they are scheduled to teach. This is the reason that approval procedures differ for on-campus part-time faculty and their colleagues off campus.

Nevertheless, no one, neither on campus nor off campus, may be approved to teach for ULV unless an application packet containing the following items has been prepared and evaluated:

1.  Procedures for Approval of On-Campus and Athens Part-Time Faculty:

2.  Procedures for Approval of Off-Campus Part-Time Faculty (excluding Athens):

3.  Part-Time Faculty Scheduled On Campus and Off Campus:

Once an individual has been approved to teach a course, he/she can teach it on or off campus unless this approval is subsequently revoked. Additional courses cannot be taught unless they too are individually approved.

E. Conditional Approval of Part-Time Faculty

Policy on Conditional Approval of Part-Time Faculty:

Part-time faculty applicants may be fully approved to teach a course, disapproved, or approved with conditions. The Department/Program Chair can set any number of conditions, from the insistence that additional application materials be submitted to the requirement that the instructor's teaching be observed and evaluated. Until all of the conditions have been met and submitted to the Department/Program Chair for approval, an instructor cannot be considered fully approved.

Procedures for Conditional Approval and Removal of Conditional Approval:

1. When evaluating an applicant for part-time teaching, a Department/Program Chair can place any reasonable conditions on the approval of one or more courses. Often Department/ Program Chairs will fully approve one course, disapprove another, and grant conditional approval on a third. Example conditions are as follows: 2. When conditions are placed on approval, the program/center director must meet the conditions before the instructor can be considered fully approved for the course.

3. "Meeting the conditions" usually means resubmitting the instructor's application packet with the additional material requested. The packet is submitted to QM, which handles it precisely as if it were any other request for instructor approval. The "Instructor Approval Form Cover Sheet" (QMS9) is prepared for the Depart-ment/Program Chair who considers the resubmission and then responds to QM. The department/program chair may fully approve the instructor for the course, disapprove him/her on the basis of the new information, or approve with new conditions.  For Athens part-time applicants, conditional approvals are set and removed by Athens departments, but copies of the QMS9 forms documenting this are submitted to the appropriate on-campus dean to review and QM to file.

F. Emergency Approval of Part-Time Faculty

Policy on Emergency Approval of Part-Time Faculty:

When scheduled instructors suddenly and unexpectedly withdraw from their commitments and no other approved instructors are available, the appropriate dean or the Vice President for Academic Affairs or the associate dean in Athens may give an emergency approval for an individual to teach one course for one time. No instructor may ever be given more than one emergency approval because, by definition, emergency approvals are only granted when an instructor without a complete application packet is needed to teach in a situation which could not be anticipated. After an emergency approval has been granted, the applicant must complete his/her application packet before he/she may be scheduled to teach again.

Emergency approvals are only to be requested and granted in emergency situations, not merely because an applicant's application packet is not complete nor because the department/program chair has disapproved the instructor to teach the course in question. In most cases a conditional approval (generally, a one-time only approval) should be requested rather than an emergency approval. If the applicant has submitted as much as a résumé or unofficial transcripts, this is sufficient to request conditional approval pending receipt of the complete official application packet.

When a conditional approval is requested by an off-campus director in an emergency situation and the approval is not granted by the Department/Program Chair, the off-campus director may appeal the decision to the appropriate dean and then to the Vice President for Academic Affairs.

Procedures for Emergency Approval of Part-Time Faculty:

1. The department chair/SCE director faced with an emergency need for an instructor should first try to get a conditional approval for the instructor selected to fill the unexpected need. Only if a conditional approval cannot be obtained through the normal approval channels should an emergency approval be requested.

2. To obtain an emergency approval, the department chair/off-campus director must send a written request for the approval to the dean.

3. The dean, if he/she approves the emergency approval, will notify the chair/director as well as QM.

4. If the dean rejects the emergency appeal, the chair/director may appeal to the Vice President for Academic Affairs.

5. QM will put the dean's (and Vice President's, if appropriate) signed emergency approval/disapproval into the approved instructor notebook as a record that the emergency approval was granted/rejected. This record also helps assure that the instructor is not granted a second emergency approval.

6.   In Athens these steps are streamlined because the associate dean has the power to grant emergency approvals.  Copies of emergency approvals granted by the Athens associate dean are sent to QM and filed with the instructor’s other approvals.

G. Approval of Part-Time Faculty to Teach Additional Courses

Policy on Approval of Part-Time Faculty to Teach Additional Courses:

Part-time faculty may be considered for approval to teach courses additional to those requested in the initial application to teach. Each additional course must be approved separately by the appropriate on-campus or Athens Department or Program Chair. Approval of no more than four additional courses can be requested in any single request. In general, part-time instructors should never be approved for a total of more than five courses, and then only if the courses are in a related field. When a department or program chair (or a center or program director or the associate dean at Athens) judges it necessary and desirable to request the approval of additional courses beyond these limits, the chair or director must either remove an equivalent number of previously approved courses from the instructor's list or appeal to the appropriate dean and to the Vice President for Academic Affairs for approval of additional courses beyond the maximum.

Procedures for Approval of Part-Time Faculty to Teach Additional Courses:

1. Department/program chairs may approve part-time instructors to teach additional courses with their dean’s (or associate dean’s in Athens) concurrence if the maximum number of course approvals is not exceeded.

2. Off-campus directors may request approval for instructors to teach additional courses by completing QMS8, "Instructor Sub-sequent Approval/Removal Request," and submitting it to QM along with the instructor's entire application packet and any student evaluations, instructor reviews, documentation showing previous approvals, or other pertinent information that has accumulated on the instructor.

3. QM will process the request in the same way that it handles initial requests for approval as described above.

4. When approval of more than a maximum total of five active course approvals is proposed, either an equivalent number of previously approved courses over the maximum must be removed (as provided in §III.H) or the appropriate dean and the Vice President for Academic Affairs must approve (in addition to the program/department chair).

5. As in all other cases, an instructor can be scheduled to teach an additional course only after he/she has been approved to teach the course by the appropriate on-campus or Athens department/program chair.

H. Removal of Faculty Previously Approved or Some of Their Courses

Policy on Removal of Faculty Previously Approved or Some of Their Courses:

It is in the nature of a university faculty in a dynamic learning environment that approved part-time faculty and courses will need to be renewed on a regular basis. Among the reasons why individuals may need to be removed from the list of approved part-time faculty are changes in job or place of residence on the part of the instructor, curriculum changes by ULV, and the approval of new part-time instructors who better meet ULV 's needs. Individual courses may need to be removed from the list an instructor is approved to teach for such reasons as the course has been deleted, the program no longer needs the instructor to teach it, its content or direction has changed significantly, or the instructor prefers to teach other courses. To provide for the removal of approved faculty and approved courses from continuing faculty is a necessary part of the smooth running of the Quality Management System.

When a center/campus/program director/associate dean at Athens, on the one hand, and the department/program chair, faculty liaison, or faculty specialist, on the other, are in agreement that a particular part-time faculty member needs to be removed from the list of approved instructors, they can jointly remove him/her.  However, if they are not in agreement, the part-time instructor can only be dismissed after a collegial review and evaluation by a regular contracted faculty member.  The final decision rests with the appropriate dean (associate dean in Athens) in consultation with the reviewer, program chair/faculty specialist, and center/program director.

Procedures for Removal of Faculty Previously Approved or Some of Their Courses:

1. When a department/program chair (or faculty specialist) or center/program director/associate dean at Athens wishes to remove an individual from the list of approved part-time faculty or to remove some of the courses for which an individual was previously approved, he/she consults with the reviewer, program chair/faculty specialist, and center/program director, completes the appropriate section of QMS8 and submits it with the instructor packet to QM. (The same QMS8 can be used to simultaneously remove approved courses for an instructor and request approval of additional courses.) 2. If the request is to remove an instructor, QM deletes the individual from the list of approved instructors and files the QMS8 and the QMS9 forms with the former instructors. If the request is to remove courses, the QMS8 is filed with the instructor's QMS9 forms to show that the instructor was formerly approved for the course(s). If the request is to simultaneously remove and request approval for new courses, a QMS9 cover sheet is prepared for the additional courses and sent along with the QMS8 and instructor packet to the department/program chair. When this packet returns to QM, it files a copy of the QMS8 with its copy of the signed QMS9 in the approved instructor binder. QM also notifies Human Resources of the deletion.  In Athens these changes are made jointly by the associate dean and department chair and their decisions are forwarded to the appropriate dean for review and filing in the QM instructor approval file.

I. Appeals of Part-Time Faculty Disapprovals

Policy on Appeals of Part-Time Faculty Disapprovals:

It is the prerogative of the regular contracted on-campus and Athens department/program chair to approve part-time instructors. Nevertheless, the director may feel a need to appeal. In such cases, the director may appeal first to the department appeals committee and/or chair, then to the department's dean, and finally to the Vice President for Academic Affairs.

Procedures for Appeals of Part-Time Faculty Disapprovals:

1. If a director receives a disapproval that he/she sincerely and strongly feels was undeserved, he/she needs first to try to meet the objections and/or requests stated by the department/program chair in explaining the disapproval. In some cases it will be necessary for the director to contact QM or the department/program chair directly to ascertain the reasons for the disapproval.

2. The director should obtain additional supporting documents to support his/her appeal and submit these through QM to the department/program chair. QM will process this request as it does any instructor approval, starting with logging the request and completing QMS9, "Instructor Approval Form Cover Sheet."

3. If the director is dissatisfied after appealing to the department/program chair, he/she may appeal directly to the department's dean, and then to the Vice President for Academic Affairs. All of the additional appeals should be done in writing or in person.

4. When a conditional approval is denied in an emergency situation, the director may request an emergency approval.

J. Student Evaluations of Teaching

Policy on Student Evaluations of Teaching:

Every instructor who teaches for ULV is to be evaluated by the students in each course that he/she teaches before the conclusion of the term. A standardized evaluation questionnaire, circulated in the classroom to the students, is completed and collected in the instructor's absence. The evaluation is kept confidential until after the instructor submits his/her course grades to the Registrar.  SCE center/campus/program directors review the questionnaires completed in courses offered by their center/campus/program before they are sent to the central campus and take corrective action with center/campus/program faculty/courses as appropriate as soon as possible.  Once the completed questionnaires have been tabulated, they are reviewed and corrective action is taken as appropriate.  At a minimum, deans (and the associate dean in Athens) review questionnaires from courses taught by regular contracted faculty; department chairs review those from departmental courses (part time and full time, on campus and off campus); program chairs review courses in their programs; and faculty specialists review courses for which they are responsible.

Procedures for Student Evaluations of Teaching:

1. The dean of each college or school (including the Associate Dean at Athens) is responsible for seeing that all courses under his/her college/school/campus are evaluated. The Directors of EPIC and Weekend Series are responsible for seeing that instructors/courses in their programs are evaluated.

2. The on-campus Faculty Personnel Committee is responsible for seeing that the "Teaching Evaluation Form" is appropriate. Currently, the evaluation form has a multiple choice quantitative section which is tabulated by computer and compared across the University as well as a brief-answer qualitative section where students are asked to describe the most and least satisfactory aspects of the course.

3. Each term the dean of every college/school or his/her designee(s) (or the associate dean at Athens) sees that sufficient Teaching Evaluation Forms are distributed. Included with the forms are instructions on how to administer the evaluation and a self-addressed return envelope.

4. Faculty are instructed to schedule time for the evaluation during the last or second-to-the-last class meeting before the final exam. One student or coordinator in each class is asked to distribute the evaluation forms to the class while the instructor steps out of the room. Students complete the evaluations and return them to the proctor who in turn puts the evaluations in the return envelope and forwards it to the center/program director (off campus), dean (on campus), associate dean at Athens,  or his/her designee.

5. Upon receipt of the evaluations, the center/campus/program director (off campus), associate dean in Athens, dean (on campus),  or designee unseals the envelope and examines the results.   The center/campus/program director (off campus) will take corrective action as appropriate if evaluations have not been submitted for all classes or if any evaluations are poor even before sending the completed questionnaires to the central campus.

6. After the dean (or associate dean at Athens) makes sure that evaluations have been received for all courses offered under his/her responsibility that term, the entire group of evaluations is forwarded to data processing. If evaluations were not completed in any class, the dean should determine why and take appropriate action.

7. Data processing inputs the quantitative portions of the on-campus evaluations into the computer, batching the evaluations for whole terms so that comparisons can be made. SCE processes its own evaluation to hasten responses to SCE directors and instructors. The dean (or associate dean at Athens) is responsible for forwarding a copy to the instructor and to the department and/or program chair. Off-campus center/program directors and the directors of EPIC and Weekend Series are sent copies of the statistical analyses for courses offered in their programs along with the students' handwritten comments for these courses.

8. The deans (or the associate dean at Athens) are responsible to insure the storing of the original evaluation forms with the students' handwritten comments for three years and for keeping the statistical analyses from all courses in their jurisdiction for as long as the instructors are teaching for ULV.

9. The deans (or the associate dean at Athens) are responsible for making the handwritten evaluation forms available to instructors. In general, instructors may see the original evaluations one week after they turn in their grades for the course, if the evaluations are ready. Instructors who receive poor evaluations--defined as evaluations which receive 2.6 or higher for the overall mean--may not see the handwritten evaluations, at least not for courses offered on campus. Instead, on campus at least, the deans are responsible for preparing typewritten summaries of the students' comments recorded in the brief-answer section of the evaluation.

10. Each dean (or the associate dean at Athens) is responsible for documenting the action taken by department chairs (on campus) and program/center directors (off campus) concerning instructors with poor evaluations (overall means of 2.6 or higher*). To do so, department chairs and program/center directors complete an "Action Report on Teaching Evaluations" (QMS74) each semester/term listing the number of courses offered, the number evaluated, and the number with overall means above 2.6 as well as action taken regarding the means below 2.6. [From 1977 until 1992 the evaluation scale went from a high positive of 1 to a low negative of 6. During this period poor evaluations were defined as an overall mean of 2.6 or above. In 1992 the scale was reversed, making 6 high positive and 1 low negative. Consequently, for a part of 1992 and 1993 "poor" was defined as those with overall means below 3.4. The evaluation scale was returned to a high positive of 1 in 1993.]

11. QM is responsible for spot-checking to see that all courses offered by the University are evaluated, for seeing that directors complete Action Reports, and for maintaining the file of Action Reports.

K. Obtaining Student Feedback During the Term/Semester

Policy on Obtaining Student Feedback During the Term/Semester:

Every ULV instructor is encouraged to develop means by which to get feedback from his/her students in each class during the course of the semester/term. Feedback should involve more than quizzes, exams, and papers, seeking to determine the climate of the classroom as well as measuring learning that is taking place.

Procedures for Obtaining Student Feedback During the Term/Semester:

1. Many instructors have developed successful means of obtaining student feedback through informal discussions, short-answer one-minute quizzes, and other techniques.

2. The Director of Institutional Research is responsible for providing information on evaluation techniques used successfully and reported in the literature. Examples are the methods described in Classroom Assessment Techniques: A Handbook for Faculty by Pat Cross and Thomas Angelo.

L. Collegial Reviews

Policy on Collegial Reviews:

The classes of ULV part-time faculty are visited on a systematic, periodic basis by regular members of the ULV faculty. In general, visits are made by regular contracted faculty, but Department Associates are sometimes asked to make reviews. New part-time faculty are usually reviewed in their second term of teaching; faculty who receive poor student evaluations are reviewed as soon after they receive the warning-sign evaluations as possible. Ideally, all part-time faculty are reviewed once each year for the first three years at the end of which time they are evaluated for promotion to adjunct professor. Part-time faculty who receive satisfactory student evaluations and who have worked for ULV for many terms are reviewed systematically, a few per term. Regular contracted faculty are also reviewed systematically, the reviews being conducted by department chairs and deans. The appropriate deans (or the associate dean at Athens) are responsible for seeing that instructors teaching in their programs are reviewed on a regular basis.  Deans typically delegate this responsibility to department/program chairs who work in conjunction with the SCE center/campus/program directors.

Procedures for Reviews of Regular Contracted Faculty:

Each dean (and the associate dean at Athens) is responsible for visiting at least one class session of all regular contracted faculty in his/her college/school/campus at least every other year.  Deans  (and the associate dean at Athens) may delegate this responsibility to department chairs. Where potential for real or perceived conflict of interest exists in the review of regular contracted faculty (e.g., because a dean or chair teaches in a program), arrangements for alternate reviewers should be made.

Procedures for Reviews of On-Campus Part-Time Faculty:

1. The deans (and the associate dean at Athens) are responsible for seeing that at least one class session of all new part-time faculty is visited during their first term teaching at ULV.

2. The deans (and the associate dean at Athens) are also responsible for seeing that a class session or two of those part-time faculty with poor student evaluations is visited during the first term that the instructor teaches after receiving the poor evaluation.

3. Deans (and the associate dean at Athens) may delegate this responsibility to department chairs.

4. The collegial visitors should observe the part-timer's teaching style, check to see that what he/she is teaching addresses the requirements for the course, make sure that the reading materials are appropriate, and make other observations pertinent to the course and teaching. Deans (and the associate dean at Athens) may direct reviewers to utilize the same forms used in reviewing off-campus part-time faculty (QMS25 and QMS52), or they may devise other forms or formats.

5. The collegial visitors are to report their observations to the department chair and to the dean (and the associate dean at Athens) in writing, using QMS25, "Instructor/Course Review Report Form," or another format specified by the dean.

6. The deans (and the associate dean at Athens) are responsible for making appropriate responses to these reports, and for sending a copy of each report along with the dean's follow-up actions to the Vice President for Academic Affairs.

7. Department chairs are responsible for seeing that the results of the reviews are shared with the faculty who are reviewed.

Procedures for Reviews of Off-Campus Part-Time Faculty:

1. The appropriate deans are responsible for seeing that at least one class session of all new part-time faculty is visited during their first or second term teaching at ULV. The deans are also responsible for seeing that a class session or two of those part-time faculty with poor student evaluations is visited during the first term that the instructor teaches after receiving the poor evaluation.

2. Center/campus/program directors and department/program chairs are collectively responsible for arranging collegial reviews of off-campus part-time faculty by full-time on-campus faculty (or department associates as determined by department program/chairs.

3. In arranging reviews, it is the center/campus/program director’s responsibility to find a date and time convenient for both the instructor and the reviewer and to provide the reviewer with the instructor's curriculum vitae/résumé and current course syllabus and outline, driving instructions and other pertinent information (including a map) needed to get to the classroom, the name and phone number of the instructor (and the coordinator, if there is one), the number of students in the course, and the beginning and ending dates of the course. 4. Using QMS52 and QMS25 as guides, the reviewer conducts the review. The principal purpose of the review is to assess the instructor's teaching abilities and insure that the contents of the course are correct. However, the reviewer may also comment on other germane items which come up during the review. It is critical, however, that the reviewer keep his/her review of the instructor/course separate from any comments he/she might feel compelled to make about the facilities, program, etc., even if the review and comments are all made on QMS25. 4. Reviews by on-campus faculty and administrators of part-time instructors at distant centers are arranged by QM as part of Site Reviews by faculty and administrators. QMS52, QMS25, the ULV Expense Report, and the Pay Advice are all used in the same manner as in other collegial reviews.

M. Evaluation of Course Assessments

Policy on Evaluation of Course Assessments:

Along with syllabi, evaluations by students, student written work, and student projects, some of the most valuable documents for assessing what occurs in the classroom are the examinations which are given in each course. The syllabus lays out the instructor's goals, objectives, outline, and intended outcomes, but the examinations provide evidence on just how well those goals and objectives were met, how much of the outline was covered, and how many of the intended outcomes the instructor believed were actually achieved. The style of examination, its rigor and incisiveness, the extent to which it challenges the students, its creativity, and its timeliness also give a portrait of the instructor: how current he/she is in the field, how much she/he relies on a single textbook, and so forth. Although written examinations are not a required part of every ULV course, most courses include a written final examination. Exceptions include some physical education activity and team sports courses as well as some studio art courses. It is La Verne policy to review course examinations of part-time instructors on a regular basis.

Procedures on Evaluation of Course Assessments:

1. Part-time instructors are responsible for submitting their course examinations to the department/program chair (for on-campus and Athens instructors) or center/campus/program director  (for off-campus instructors) at the end of each term.

2. Center/campus/program directors are responsible for submitting the examinations they receive to the appropriate on-campus department/program chairs for regular and systematic review.

3. Department/program chairs are responsible for reviewing examinations in their fields and providing appropriate feedback to the instructors and to the center/program directors.

4. Once reviewed, it is the responsibility of the department/-program chair to see that the examinations are placed in the instructors' portfolios (see next item).

N. Portfolio Assessment

Policy on Portfolio Assessment:

The University of La Verne believes that faculty should participate in their own assessment. Course-by-course student evaluations and periodic collegial reviews do not provide a complete picture. Regular contracted faculty complete an Annual Faculty Growth Report and Plan each year as well as the Guidelines for Faculty Workload Equivalency. In addition, regular contracted and part-time faculty are all encouraged to place documents illustrating their teaching and scholarly activity into permanent files (portfolios). These documents normally consist of such items as published articles, papers read at professional conferences, and copies of professional award citations illustrative of scholarly endeavor, as well as such things as exemplary final examinations, syllabi, student term papers, and student research findings demonstrating excellence and/or creativity in teaching. Video and audio tapes may be included as well as records of artistic and other creative activity. Material in faculty portfolios is read and viewed along with student evaluations and collegial reviews in making decisions related to rehiring and promotion.

Procedures on Portfolio Assessment:

1. Portfolio files for regular contracted faculty are maintained by the appropriate dean or the associate dean at Athens.

2. Portfolios for central campus part-time faculty and for Department Associates are maintained by the appropriate academic department/program chair.

3. Portfolios for SCE programs and centers are maintained by the appropriate SCE program/center chair.

4. Portfolios for special programs such as EPIC, Weekend Series, and the off-campus religion programs are maintained by their respective directors.

5. Department/program chairs may keep duplicate portfolios for regular contracted faculty and off-campus part-time faculty in their department/program offices.

6. The Dean of SCE may keep duplicate portfolios for all faculty in SCE.

7. Faculty members are encouraged to keep a duplicate portfolio of all items submitted for inclusion in their official portfolios.

O. Evaluation of Part-Time Faculty and Their Pomotion to Adjunct Professor and Senior Adjunct Professor

Policies and Procedures for the Evaluation of Part-Time Faculty and Their Promotion to Adjunct Professor and Senior Adjunct Professor:

In December 1995 the Faculty Assembly approved a formal statement on the evaluation of part-time faculty and established a promotion system for part-time faculty that leads from Adjunct Instructor to Adjunct Professor to Senior Adjunct Professor. The policies and procedures for these are detailed in PEPPIT, §IXD-E. It is the responsibility of the Office of Quality Management, working in conjunction with the Department of Human Resources, to identify part-time faculty in their fourth and eighth years of teaching at ULV and report their names to the appropriate deans and departments so that they can be evaluated for promotion on schedule.

P. Faculty Degrees

Policy on Faculty Degrees:

The University seeks diversity in its faculty, looking for the contribution of traditionally trained individuals with terminal degrees as well as of those practicing in their fields. It also seeks diversity in where graduate degrees were awarded, including hiring graduates from some of its own programs.

Each department will have a faculty sufficiently diverse in formal educational preparation to cover the major areas of study in the degrees offered by the department.

Although the doctoral degree is not the only measure of a faculty member's knowledge and skill, it is the most recognized and respected measure. Consequently, it is ULV's goal to hire faculty to teach courses in fields which they possess doctoral degrees. The University has established the following quality indicators regarding faculty degrees:

Procedures for Reviewing Faculty Degrees:

1. It is the joint responsibility of the Office of Institutional Research and QM to tabulate the highest degrees possessed by the faculty teaching at ULV and to compare this data with the goals set by policy. The data should be broken down by program and center as well as regular contracted and part time and graduate and undergraduate.

2. If any of the figures do not show a trend consistent with the Policy on Faculty Degrees stated above, the inconsistency should be analyzed, and the figures and analysis reported to the Vice President for Academic Affairs.

Q. Faculty Recruitment

Policy on Faculty Recruitment:

To obtain sufficient pools of qualified applicants and to endeavor to insure diversity in these pools, it is ULV's policy to advertise faculty openings. Regular contracted openings are advertised in appropriate professional publications as well as the general media as appropriate. Appointed search committees screen applications, interview the best candidates, and make recommendations for hiring.

Part-time faculty needs are usually advertised in the general media in the geographic area surrounding the center or program site where instruction is to take place. A pool of prospective instructors is interviewed and submitted through QM for approval. Every effort is made to insure diversity in the pool of qualified, approved part-time faculty at every center and in every program. It is ULV's intention to advertise for part-time faculty only when there is an anticipated need so that instructors recruited can actually be scheduled to teach and not merely appear on a list of individuals approved to teach.

Procedures for Faculty Recruitment:

1. Regular Contracted Faculty: Whenever a regular contracted faculty position becomes available, it must be advertised and filled through guidelines established by the Human Resources Depart-ment (or the Athens Human Resources Director). 2. Part-Time Faculty: Whenever a center/campus/program director, in consultation with appropriate department/program chairs, faculty liaisons, and/or department associates, judges that the available pool of approved part-time faculty must be increased, she/he should advertise for faculty in publications distributed in the area where courses will be offered. Publications should be included which are likely to be read by qualified women and minorities.

R. Faculty Development

Policy on Faculty Development:

The University of La Verne supports its faculty in developing their knowledge and skills in their fields, in conducting research and publishing in their areas of specialization, in participating actively in professional organizations, in creative pursuits, in learning new technologies, and in improving their teaching. Regular contracted faculty are supported primarily by sabbaticals and other leaves, Faculty Professional Support Committee grants, in-house training sessions, retreats, library materials and equipment, and electronic communication with colleagues and databases around the globe. Part-time faculty can apply for Faculty Professional Support Committee grants, participate in certain in-house training sessions, and use most library materials and equipment. In addition, as a condition of continued appointment, all part-time faculty members are expected to attend at least two faculty meetings annually for the center/program in which they teach and, ideally, one on-campus faculty workshop each year.  Athens has its own Faculty Professional Support Committee which works exclusively with Athens faculty.

Procedures for Faculty Development:

1. It is the responsibility of the Vice President for Academic Affairs and the academic deans (or the associate dean at Athens) to see that all faculty, regular contracted and part time, are aware of the development opportunities available to them.

2. It is the responsibility of the Vice President for Academic Affairs and the deans (and the associate dean at Athens) to see that sufficient funds are available for sabbaticals, workshops, conferences, library resources, and other necessary components of an active and productive faculty development program.

3. It is the responsibility of department/program chairs and center/campus/program directors to see that their faculty participate in faculty development, especially mandatory meetings and workshops.

4. It is the responsibility of each faculty member, part time as well as regular contracted, to participate in faculty development.


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